Tom Bock, executive managing director in K2 Intelligence’s Financial Crimes Risk and Compliance practice, will speak on a panel at the IIB (Institute of International Bankers) Annual U.S. Regulatory Compliance Orientation program. Tom’s panel, “Anti-Money Laundering/OFAC Compliance,” will explore regulatory and compliance requirements applicable to the U.S. operations of internationally headquartered banks. The orientation program will also cover the following topics:
- The U.S. Banking System and Foreign Banking Organization (FBO) Supervisory Structure
- U.S. Banking Law and the FBO—What You Need to Know
- What to Expect from an Examination and How to Prepare
- U.S. Labor Laws—What You Need to Know to Avoid Problems
- Key Dodd-Frank Act Compliance Issues for International Banks, Including Recent FBO Tailoring Rule and Volcker Rule Revisions
