Investment Adviser FinCEN Rule Services
Home / Services AML/CFT Program Implementation Date: January 1, 2026 History and Significance – FinCEN IA Final Rule Investment advisers, including certain registered investment advisers (RIAs) and exemptreporting advisers (ERAs) (collectively, “Covered Institutions”) now face a significant regulatory deadline: by January 1, 2026, they must implement an anti-money laundering (AML) and countering the financing of terrorism […]
Investment Integrity Program
The Investment Integrity Program is a comprehensive solution designed to assess, mitigate, and remediate the governance, operational, and reputational risks associated with portfolio companies or acquisition targets. The service is designed to assure investors that the target company operates in a manner consistent with best practices, the highest reputational standards, and the investor’s strategic objectives. […]
Internal Audit Services
Internal Audit Services We understand that in the modern world what encompasses internal audit is constantly expanding commensurate with the level of risks and challenges businesses face. That is why at K2 Integrity we take a multi-skilled team approach toward internal audit. With our best experts in financial accounting, fraud investigations, cybersecurity, and regulatory we […]
Strategic Advisory
K2 Integrity’s Strategic Advisory Services help clients meet evolving global standards and align with local jurisdictional requirements, enabling clients to satisfy elevated risk management expectations, protect their reputations, and safeguard national, regional, and global security effectively and efficiently.
ESG Certification and Compliance
K2 Integrity has pioneered a first-of-its kind solution for the independent certification of environmental, social, and governance (ESG) strategies for funds and fund managers.
Stimulus and Relief Funding Risk Management
With expectations high for federal oversight and enforcement in connection with the potential mismanagement of relief and stimulus funds, all recipients need to be conscious of the risks and what needs to be done to prevent or mitigate those risks. This will require the right governance frameworks, policies and procedures in place to ensure funds […]
Enterprise-Wide Financial Crime Risk Assessment
Faced with constantly evolving rules and regulations, changing regulator priorities, and shifting financial crime threats, financial institutions must employ dynamic approaches that allow them to understand, measure, and respond to the financial crimes risks that they face. Conducting a rigorous enterprise-wide financial crimes risk assessment that encompasses Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) […]
Investigations and Disputes
Our Investigations team helps clients gain control of risks that may threaten the value they have worked hard to build. We provide clients, their counsel, and other advisors and stakeholders with the relevant and timely information required to make fully informed business and legal decisions necessary to prevail in a complex, international operating environment.
Financial Crimes Risk Management
K2 Integrity’s Compliance services help commercial and retail banks, investment banks, financial services firms, FinTech companies, and other non-financial obligated entities to face the challenge of complying with international financial crime regulations, through both proactive and reactive measures.
Agile Technologies
Enormous increases in data, advancements in the digital landscape, and an ever-changing regulatory environment are bringing unique challenges to private and public entities, financial institutions, and high-net-worth individuals. These market disruptors are leading to business issues that need to be addressed efficiently, effectively, and on a timely basis. Yesterday’s technology and human resources no longer […]