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K2 Integrity’s Juan C. Zarate will deliver the closing keynote at “FinSec25: Finance & Security in a Changing World,” hosted by the Royal United Services Institute for Defence and Security Studies (RUSI). This annual conference brings together key stakeholders from across the finance and security sectors to examine the evolving threats and challenges shaping global...

In “Safeguarding Integrity: Ethics and Compliance in Global Business” (Financier Worldwide Magazine, March 2026), Shannon Rainey comments on the renewed emphasis by corporations on ethics and compliance (E&C). Increasingly recognized as a strategic asset, an E&C program enables the organization to anticipate a wide range of operational risk factors and respond effectively. Shannon explains: “A...

On 13 July 2023, K2 Integrity’s Elizabeth Severinovskaya will be speaking at the Association of Certified Financial Crime Specialists’ (ACFCS) Web3, Fintech, and Crypto Compliance Virtual Summit. The summit will cover the latest strategies to take on fraud threats plaguing fintech and crypto firms, offer perspectives on what it takes to build strong consumer protection...

In “Targeting Foreign Fraud: SEC Forms Cross-Border Task Force” (Financier Worldwide, February 2026), Himamauli Das offers perspective on the SEC’s sharpened focus on foreign-based issuers and intermediaries entering U.S. capital markets. Him notes that the creation of the SEC’s Cross-Border Task Force to Combat Fraud signals a significant evolution in the agency’s approach to cross‑border...

This month’s coordinated U.S. multi-agency enforcement action against online broker Interactive Brokers (IBKR) signals authorities’ ongoing concerns about anti-money laundering/combating the financing of terrorism (AML/CFT) risk in the securities and commodities sectors and underlines the need for capital markets participants to design and implement comprehensive AML/CFT programs. The U.S. Securities Exchange Commission (SEC), Financial Industry...

Broker-dealers are operating in an increasingly complex risk environment shaped by evolving regulatory expectations, rapid technological advancements, and heightened exposure to cyber-enabled threats. On 25 March 2026, K2 Integrity held a webinar that explored how internal audit, compliance, cybersecurity, and risk management functions must adapt to meet these challenges—particularly in light of recent regulatory guidance...

In “Member Case Study: K2 Intelligence FIN—The Libyan Investment Authority (LIA) and Gaddafi’s Frozen Legacy” (2 July 2020, Invest Africa), Sabrine Hassen, associate managing director, discusses former casework in Libya and the Libyan Investment Authority following the fall of the Gaddafi regime, and how K2 Intelligence FIN helps businesses in the region confronted with risks....

On 13 February 2024, the Financial Crimes Enforcement Network (FinCEN) issued a groundbreaking Notice of Proposed Rulemaking (NPRM) to combat illicit finance and national security threats in the investment adviser sector. The proposed rule would subject certain investment advisers to anti-money laundering and countering the financing of terrorism (AML/CFT) requirements pursuant to the Bank Secrecy...

To view a recording of this webinar on demand, please complete the required fields and click "Submit." K2 Integrity hosted "Navigating Internal Audit, Cyber Risk, and Regulatory Expectations in Broker-Dealer Operations," a practical discussion on the intersection of internal audit, cybersecurity, and regulatory oversight in the broker‑dealer space, using real‑world case studies. During the session,...

To view a recording of this webinar on demand please complete the required fields and click “Submit.” On 13 February 2024, the Financial Crimes Enforcement Network (FinCEN) issued a groundbreaking Notice of Proposed Rulemaking (NPRM) to combat illicit finance and national security threats in the investment adviser sector. The proposed rule would subject certain investment...