Search Results for: fincast – Page 35

The focus on gift giving this time of year, together with the increasing ease of online shopping, means that many workers may find themselves using their work computers or devices to shop online, either to purchase gifts for their departments or for their friends and family. Unfortunately, in the search for low prices and expedited...

K2 Integrity partnered with AIBACP to host the 2021 Virtual Compliance Summit featuring a keynote and panel discussion on the evolving ESG compliance risks financial institutions are facing. ESG risks have steadily increased in importance over the past decade, becoming a focus for regulators and bank leadership. Dr. Yue (Nina) Chen, the first-ever Director of Sustainability...

Chip Poncy will speak at Thomson Reuters’ “’Those Darkest Hours’: The Future of American Security” on 2 December 2021. Alongside other expert panelists, Chip will be featured in the session, “Out of Shadow: Combating the Evolving Illicit Finance Threat.” The conversation will offer an update on the elevated illicit finance threat environment, and seek to...

Markus Schulz is chief technology officer at K2 Integrity. With over 30 years of experience in the financial services sector and a career deeply dedicated to financial crimes compliance (FCC) and anti-financial crime (AFC) risk management, Markus leads the development and advancement of K2 Integrity’s cutting-edge RegTech solutions, driving innovation and effectiveness in the fight...

Executive Summary Following a two-month public consultation period, on 15 November 2023 the New York State Department of Financial Services (NYDFS) published its new Virtual Currency Listing Guidance (the Guidance),[1] in accordance with virtual currency regulation 23 NYCRR Part 200. The Guidance requires BitLicensed firms and New York-chartered limited purpose trust companies engaged in virtual...

How to Integrate Risk Management and Network Solutions to Address the Rise of Strategic Trade Controls and Sanctions Evasion This article originally appeared in the March/April 2023 issue of ABA Bank Compliance, by Chip Poncy and Amir Fadavi. Reproduced with permission. © 2023 The American Bankers Association. For further use, please visit http://www.bna.com/copyright-permission-request/. Approximately one year...

Pre-investment due diligence for private funds should be more than a check-the-box exercise that begins and ends in the final days of closing on a new deal. A due diligence investigation can identify undisclosed business interests, financial problems, or legal issues a company's principals have worked to keep hidden, and possible reputational issues a company’s officers and/or...

John Dalton is a senior managing director at K2 Integrity. With more than 20 years of leadership and risk management experience in the financial crimes solutions sector, John advises financial institutions on financial crimes compliance matters, including anti-money laundering (AML), combating the financing of terrorism (CFT), and other threats to the international financial system. He...

Located in Abu Dhabi, K2 Integrity’s New Office Further Establishes the Company as an Integral and Permanent Fixture Within the UAE Financial System ABU DHABI September 7, 2022  – K2 Integrity, the preeminent financial crimes risk management, compliance, investigations, and monitoring firm, today announced the launch of its first office in the United Arab Emirates (UAE)...

K2 Integrity specializes in helping clients identify, trace, and recover assets around the globe. Our asset tracing pursuits run the gamut: from funds shielded through complex corporate structures, to embezzled assets of former heads of state, to millions or billions misappropriated by schemers. We combine traditional asset tracing and recovery methods with the latest technology...